Sage Advisory Services, Ltd. Co.
Our Promise to You
As a client of Sage, you share both personal and financial information with us. Your privacy is important to us, and we
are dedicated to safeguarding your personal and financial information. We value your trust and encourage you to take
By accessing and using the Services, or any part thereof, you agree that you have read and understand this Privacy
Policy, and that, in exchange for access to the Services, you accept and consent to the privacy practices (and any uses
Information Provided by Clients
In the normal course of doing business, we typically obtain the following non‐public personal information about our clients:
- Personal information regarding our clients’ identity such as name, address and Social Security number;
- Information regarding securities transactions effected by us; and
- Client financial information such as net‐worth, assets, income, bank account information and account balances.
We rely on the following lawful grounds to process your personal data: (a) it is necessary for the performance of a
contract with you; (b) our or a third party’s legitimate business interest; or (c) your consent. We retain personal
information for as long as reasonably necessary for the purposes for which it was collected. In some circumstances, we
may story personal information for longer periods of time as necessary to comply with legal, regulatory, tax, accounting
or technical requirements. Our retention periods are based on the quantity, type, and sensitivity of the personal
information, the potential risk of unauthorized use or disclosure, and applicable legal requirements.
How We Manage and Protect Your Personal Information
Sage does not sell information about current or former clients to third parties, nor is it our practice to disclose such
information to third parties unless requested or permitted to do so by a client or client representative or, if necessary,
to process a transaction, service an account or as permitted by law. We may, however, share information with outside
companies that perform administrative services for us. However, our arrangements with these service providers require
them to treat your information as confidential.
Sage safeguards customer information according to an established information security program which includes policies
addressing the acceptable use and access to confidential business information and personal information which may be
contained in Sage’s information systems. Sage maintains physical, electronic and procedural safeguards reasonably
designed to guard personal information provided to us from loss, misuse or unauthorized access, disclosure, alteration
Notice to California Residents
The California Consumer Privacy Act (“CCPA”) provides California residents with rights to receive certain disclosures
regarding the collection, use and sharing of “Personal Information,” as well as rights to know, access, delete and limit
sharing of Personal Information. Due to the nature of our Services, much of the information we collect is exempt from
the CCPA because it is covered by federal or state financial and/or privacy laws.
Client Notifications & Modifications
page by its effective date. Continued use of our website or services constitutes your acceptance of our then‐effective
to contact us with questions about this notice.
Ver. 2022 03 25